CHOOSING THE CSC1 RELIABLE EXAM SIMULATOR MEANS THAT YOU HAVE PASSED CANADIAN SECURITIES COURSE EXAM 1

Choosing The CSC1 Reliable Exam Simulator Means that You Have Passed Canadian Securities Course Exam 1

Choosing The CSC1 Reliable Exam Simulator Means that You Have Passed Canadian Securities Course Exam 1

Blog Article

Tags: CSC1 Reliable Exam Simulator, CSC1 Exam Registration, CSC1 Reliable Exam Testking, CSC1 Valid Test Voucher, CSC1 Exam Revision Plan

The Prep4pass CSI CSC1 exam questions is 100% verified and tested. Prep4pass CSI CSC1 exam practice questions and answers is the practice test software. In Prep4pass, you will find the best exam preparation material. The material including practice questions and answers. The information we have could give you the opportunity to practice issues, and ultimately achieve your goal that through CSI CSC1 Exam Certification.

All CSC1 test prep is made without levity and the passing rate has up to 98 to 100 percent now. We esteem your variant choices so all these versions of CSC1 exam guides are made for your individual preference and inclination. We know that tenet from the bottom of our heart, so all parts of service are made due to your interests. You are entitled to have full money back if you fail the exam even after getting our CSC1 Test Prep. Our staff will help you with genial attitude.

>> CSC1 Reliable Exam Simulator <<

CSC1 Exam Registration & CSC1 Reliable Exam Testking

If you are worried that it is not easy to obtain the certification of CSC1. Our CSC1 study questions can meet your needs. Once you use our CSC1 exam materials, you don't have to worry about consuming too much time, because high efficiency is our great advantage. You only need to spend 20 to 30 hours on practicing and consolidating of our CSC1 learning material, you will have a good result. After years of development practice, our CSC1 test torrent is absolutely the best. You will embrace a better future if you choose our CSC1 exam materials.

CSI Canadian Securities Course Exam 1 Sample Questions (Q27-Q32):

NEW QUESTION # 27
What is the mostcost-effectivechannel an investor can use to Invest in derivativeproducts?

  • A. An investment boutique
  • B. A self-director broker
  • C. An integrated firm
  • D. A full-service broker

Answer: B

Explanation:
Self-directed brokers are the most cost-effective option for investing in derivatives. They provide a platform for investors to execute trades independently without the additional costs associated with advisory services offered by full-service brokers. Investors are charged lower transaction fees, making this option ideal for cost- conscious individuals who are comfortable making their own investment decisions.
* B. A full-service broker: Full-service brokers charge higher fees because they provide additional advisory and management services.
* C. An integrated firm: Integrated firms offer both retail and institutional services, which generally come with higher fees compared to self-directed platforms.
* D. An investment boutique: Boutique firms typically specialize in niche markets and may have higher service costs, which are not ideal for cost-effective derivatives trading.


NEW QUESTION # 28
Why does thefederalgovernment borrow from the capital markets?

  • A. To support the expansion of corporations
  • B. To support The capital markets
  • C. To raise capital for streets, servers and waterworks
  • D. To fund spending In excess of revenues

Answer: D

Explanation:
The federal government borrows from the capital markets to cover budget deficits, which occur when government spending exceeds its revenues. Borrowing is done through the issuance of fixed-income securities such as Treasury bills, bonds, and notes. This process enables the government to fund public services, programs, and infrastructure projects without immediately raising taxes.
* A. To raise capital for streets, sewers, and waterworks: While such projects are funded by borrowing, they are typically under the purview of municipal or provincial governments rather than the federal government.
* B. To support the capital markets: This is an indirect result but not the primary reason for borrowing.
* D. To support the expansion of corporations: Corporate expansion is financed through private or corporate capital markets, not federal borrowing.


NEW QUESTION # 29
What Is the requirementestablished by the Canadian Radio-television and Telecommunications Commission that applies to an advisor who is cold calling potential new clients?

  • A. An advisor must not can any person who has been a DNCL registrant for more than one day
  • B. An advisor must subscribe to the National Do Not car List (DNCL)
  • C. An advisor must advise DNCL registrants within the first minute that it is a sales call
  • D. An advisor must make sales calls only during regular business hours

Answer: B

Explanation:
Advisors making cold calls to potential clients must comply with the Canadian Radio-television and Telecommunications Commission's (CRTC) regulations, which include subscribing to the National Do Not Call List (DNCL). This ensures they do not call individuals registered on the DNCL, protecting consumers from unwanted solicitations.
References:
* Volume 1, Chapter 3:The Canadian Regulatory Environment, section on "Ethical and Legal Standards" includes compliance requirements related to cold calling, such as the DNCL regulations.


NEW QUESTION # 30
What is thefirst step In determining the present valueof a bond with coupon payments?

  • A. Determine me appropriate discount rate
  • B. Determine the present value of the income stream from the bond s coupon payments.
  • C. Determine the present value of the bond a principal to be received at maturity.
  • D. Determine the appropriate compounding rate.

Answer: A

Explanation:
Determining the present value of a bond involves discounting the future cash flows (coupon payments and the principal repayment at maturity) back to the present using an appropriate discount rate. The first step in this process is to identify the correct discount rate, which reflects the bond's required rate of return or the prevailing market interest rate for bonds with similar risk and term characteristics.
The appropriate discount rate accounts for factors such as the bond's credit risk, term to maturity, and prevailing economic conditions. Once the discount rate is determined, the present value of the coupon payments and the principal amount can be calculated.
Study Document References:
* Volume 1, Chapter 7:Calculating the Present Value of Bonds, including concepts of discount rates and how they affect bond pricing.


NEW QUESTION # 31
What action must an investment advisor take when submitting a trade ticket for a short sale?

  • A. Mark it as a margin order
  • B. Obtain minimum margin amount from client
  • C. Verify the client canborrow the shares.
  • D. Mark the sell-order ticket as a short sate

Answer: D

Explanation:
When submitting a trade ticket for a short sale, an investment advisor mustmark the sell-order ticket as a short sale. This ensures compliance with regulatory requirements and informs the broker and exchange that the sale involves borrowed shares. Marking the order appropriately helps maintain transparency and enables monitoring for potential market manipulation.
* A. Verify the client can borrow the shares: The responsibility for ensuring share availability lies with the broker, not the advisor.
* C. Obtain minimum margin amount from client: This is done separately as part of the account setup and transaction process, not when submitting the trade ticket.
* D. Mark it as a margin order: Short sales involve margin, but the ticket must specifically indicate "short sale" rather than just "margin."


NEW QUESTION # 32
......

We provide the best privacy protection to the client and all the information of our client to buy our CSC1 test prep is strictly kept secret. All our client come from the whole world and the people in some countries attach high importance to the privacy protection. Even some people worry about that we will sell their information to the third side and cause unknown or serious consequences. The aim of our service is to provide the CSC1 Exam Torrent to the client and help them pass the exam and not to disclose their privacy to others and seek illegal interests.

CSC1 Exam Registration: https://www.prep4pass.com/CSC1_exam-braindumps.html

After over 12 years' development and study research, our CSC1 pdf practice dump has become one of the most significant leaders in IT industry, receiving comprehensive high praise from both home and abroad in helping more and more candidates pass the CSC1 test, There is no better certification training materials than Prep4pass CSC1 Exam Registration dumps, Come to buy our CSC1 exam questions and you will feel grateful for your right choice.

Let's focus on how it might take enough market CSC1 Valid Test Voucher share from Facebook to do this, They are especially helpful for adaptive technology users, aiding in understanding a document's contents CSC1 Valid Test Voucher at the outset with the ability to quickly jump to various locations in the document.

Latest Canadian Securities Course Exam 1 exam pdf & CSC1 exam torrent

After over 12 years' development and study research, our CSC1 PDF practice dump has become one of the most significant leaders in IT industry, receiving comprehensive high praise from both home and abroad in helping more and more candidates pass the CSC1 test.

There is no better certification training materials than Prep4pass dumps, Come to buy our CSC1 exam questions and you will feel grateful for your right choice.

Because we endorse customers' opinions and drive of passing the CSC1 certificate, so we are willing to offer help with full-strength, CSC1 study materials simplify the complex concepts and CSC1 add examples, simulations, and diagrams to explain anything that may be difficult to understand.

Report this page